Phillip Frost - Nov 8, 2024 Form 4/A - Amendment Insider Report for OPKO HEALTH, INC. (OPK)

Signature
Phillip Frost, M.D., Individually and as Trustee
Stock symbol
OPK
Transactions as of
Nov 8, 2024
Transactions value $
$421,535
Form type
4/A - Amendment
Date filed
11/20/2024, 07:21 PM
Date Of Original Report
Nov 8, 2024
Previous filing
Oct 11, 2024
Next filing
Nov 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPK Common Stock Purchase $422K +280K +0.13% $1.50 212M Nov 8, 2024 See Footnote F1, F2
holding OPK Common Stock 30.1M Nov 8, 2024 See Footnote F3
holding OPK Common Stock 3.57M Nov 8, 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.455 to $1.545, inclusive. The reporting person undertakes to provide to OPKO Health, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
F2 The securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F3 These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of seven limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4 Due to a scrivener's error, the total number of securities directly owned by the reporting person was erroneously reported on a Form 4 filed on November 8, 2024. This Form 4 corrects the total number of the securities owned directly by the reporting person. No other information has changed.