| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASH | Common Stock | Options Exercise | $31.9K | +418 | +12.97% | $76.39 | 3.64K | Nov 19, 2024 | Direct | |
| transaction | ASH | Common Stock | Tax liability | -$9.55K | -125 | -3.43% | $76.39 | 3.52K | Nov 19, 2024 | Direct | F1 |
| transaction | ASH | Common Stock | Sale | -$12.2K | -162 | -4.61% | $75.54 | 3.35K | Nov 19, 2024 | Direct | F2 |
| holding | ASH | Common Stock | 830 | Nov 19, 2024 | By 401K Plan | F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Payment of tax liability by withholding securities incident to the vesting of Performance Share Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. |
| F2 | This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2024. |
| F3 | Based on Employee Savings Plan information as of November 18, 2024. |