Bradley Allen Kreger - Nov 15, 2024 Form 4 Insider Report for Velo3D, Inc. (VLDX)

Role
CEO, Director
Signature
/s/ Roma Kumar as attorney-in-fact for Bradley Allen Kreger
Stock symbol
VLDX
Transactions as of
Nov 15, 2024
Transactions value $
$0
Form type
4
Date filed
11/20/2024, 03:17 PM
Previous filing
Oct 24, 2024
Next filing
Dec 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VLDX Common Stock Options Exercise +835 +8.44% 10.7K Nov 15, 2024 Direct F1
transaction VLDX Common Stock Options Exercise +5.76K +53.63% 16.5K Nov 15, 2024 Direct F1
transaction VLDX Common Stock Options Exercise +898 +5.45% 17.4K Nov 18, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VLDX Restricted Stock Units Options Exercise $0 -835 -10.01% $0.00 7.51K Nov 15, 2024 Common Stock 835 Direct F1, F2
transaction VLDX Restricted stock units Options Exercise $0 -5.76K -25% $0.00 17.3K Nov 15, 2024 Common Stock 5.76K Direct F1, F3
transaction VLDX Restricted stock units Options Exercise $0 -898 -50% $0.00 898 Nov 18, 2024 common stock 898 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
F2 The RSUs vests as to 1/4th of the total grant on February 15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.
F3 The RSUs vest 25% @ 1 year starting Nov'24, Quarterly thereafter for 3 years, subject to the continued service of the reporting person on each vesting date
F4 The RSUs vest in 12 equal monthly installments over one year, beginning January 18, 2024, subject to the continuing service of the Reporting Person on each vesting date.