Michael Joe Dozier - Nov 17, 2024 Form 4 Insider Report for BrightView Holdings, Inc. (BV)

Role
EVP, Chief Commercial officer
Signature
/s/ Jonathan M. Gottsegen, as Attorney-in-Fact
Stock symbol
BV
Transactions as of
Nov 17, 2024
Transactions value $
-$99,930
Form type
4
Date filed
11/19/2024, 04:30 PM
Previous filing
Jun 3, 2024
Next filing
Nov 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BV Common Stock Options Exercise +8.85K +5.97% 157K Nov 17, 2024 Direct F1, F2
transaction BV Common Stock Tax liability -$41.2K -2.63K -1.68% $15.66 155K Nov 17, 2024 Direct F2, F3
transaction BV Common Stock Options Exercise +4.09K +2.65% 159K Nov 18, 2024 Direct F1, F2
transaction BV Common Stock Options Exercise +8.52K +5.37% 167K Nov 18, 2024 Direct F1, F2
transaction BV Common Stock Tax liability -$19K -1.22K -0.73% $15.64 166K Nov 18, 2024 Direct F2, F4
transaction BV Common Stock Tax liability -$39.6K -2.54K -1.53% $15.64 163K Nov 18, 2024 Direct F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BV Restricted Stock Units Options Exercise $0 -8.85K -25% $0.00 26.6K Nov 17, 2024 Common Stock 8.85K Direct F5, F6
transaction BV Restricted Stock Units Options Exercise $0 -4.09K -50% $0.00 4.09K Nov 18, 2024 Common Stock 4.09K Direct F5, F7
transaction BV Restricted Stock Units Options Exercise $0 -8.52K -33.33% $0.00 17K Nov 18, 2024 Common Stock 8.52K Direct F5, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.
F2 Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
F3 Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 17, 2024.
F4 Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2024.
F5 Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).
F6 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.
F7 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.
F8 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.