Michael Joe Dozier - 17 Nov 2024 Form 4 Insider Report for BrightView Holdings, Inc. (BV)

Role
EVP, Chief Commercial officer
Signature
/s/ Jonathan M. Gottsegen, as Attorney-in-Fact
Issuer symbol
BV
Transactions as of
17 Nov 2024
Net transactions value
-$99,930
Form type
4
Filing time
19 Nov 2024, 16:30:06 UTC
Previous filing
03 Jun 2024
Next filing
20 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BV Common Stock Options Exercise +8,854 +6% 157,223 17 Nov 2024 Direct F1, F2
transaction BV Common Stock Tax liability $41,248 -2,634 -1.7% $15.66 154,589 17 Nov 2024 Direct F2, F3
transaction BV Common Stock Options Exercise +4,089 +2.6% 158,678 18 Nov 2024 Direct F1, F2
transaction BV Common Stock Options Exercise +8,523 +5.4% 167,201 18 Nov 2024 Direct F1, F2
transaction BV Common Stock Tax liability $19,034 -1,217 -0.73% $15.64 165,984 18 Nov 2024 Direct F2, F4
transaction BV Common Stock Tax liability $39,647 -2,535 -1.5% $15.64 163,449 18 Nov 2024 Direct F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BV Restricted Stock Units Options Exercise $0 -8,854 -25% $0.000000 26,562 17 Nov 2024 Common Stock 8,854 Direct F5, F6
transaction BV Restricted Stock Units Options Exercise $0 -4,089 -50% $0.000000 4,089 18 Nov 2024 Common Stock 4,089 Direct F5, F7
transaction BV Restricted Stock Units Options Exercise $0 -8,523 -33% $0.000000 17,045 18 Nov 2024 Common Stock 8,523 Direct F5, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.
F2 Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
F3 Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 17, 2024.
F4 Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2024.
F5 Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).
F6 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.
F7 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.
F8 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.