Jonathan M. Gottsegen - 15 Nov 2024 Form 4 Insider Report for BrightView Holdings, Inc. (BV)

Signature
/s/ Jonathan M. Gottsegen
Issuer symbol
BV
Transactions as of
15 Nov 2024
Net transactions value
-$279,109
Form type
4
Filing time
19 Nov 2024, 16:30:09 UTC
Previous filing
03 Jun 2024
Next filing
20 Nov 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BV Common Stock Options Exercise $6,016 +400 +0.4% $15.04 100,754 15 Nov 2024 Direct F1
transaction BV Common Stock Options Exercise $158,994 +11,538 +11% $13.78 112,292 15 Nov 2024 Direct F1
transaction BV Common Stock Options Exercise $239,043 +17,720 +16% $13.49 130,012 15 Nov 2024 Direct F1
transaction BV Common Stock Sale $476,307 -29,658 -23% $16.06 100,354 15 Nov 2024 Direct F2
transaction BV Common Stock Options Exercise +12,951 +13% 113,305 17 Nov 2024 Direct F3, F4
transaction BV Common Stock Tax liability $73,117 -4,669 -4.1% $15.66 108,636 17 Nov 2024 Direct F4, F5
transaction BV Common Stock Options Exercise +6,200 +5.7% 114,836 18 Nov 2024 Direct F3, F4
transaction BV Common Stock Options Exercise +12,467 +11% 127,303 18 Nov 2024 Direct F3, F4
transaction BV Common Stock Tax liability $34,971 -2,236 -1.8% $15.64 125,067 18 Nov 2024 Direct F4, F6
transaction BV Common Stock Tax liability $98,767 -6,315 -5% $15.64 118,752 18 Nov 2024 Direct F4, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BV Stock Options (Right to Buy) Options Exercise $0 -400 -0.73% $0.000000 54,106 15 Nov 2024 Common Stock 400 $15.04 Direct F7
transaction BV Stock Options (Right to Buy) Options Exercise $0 -11,538 -22% $0.000000 40,975 15 Nov 2024 Common Stock 11,538 $13.78 Direct F8
transaction BV Stock Options (Right to Buy) Options Exercise $0 -17,720 -32% $0.000000 38,000 15 Nov 2024 Common Stock 17,720 $13.49 Direct F9
transaction BV Restricted Stock Units Options Exercise $0 -12,951 -25% $0.000000 38,854 17 Nov 2024 Common Stock 12,951 Direct F10, F11
transaction BV Restricted Stock Units Options Exercise $0 -6,200 -50% $0.000000 6,201 18 Nov 2024 Common Stock 6,200 Direct F10, F12
transaction BV Restricted Stock Units Options Exercise $0 -12,467 -33% $0.000000 24,933 18 Nov 2024 Common Stock 12,467 Direct F10, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock received upon exercise of a stock option award.
F2 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.0521 to $16.26, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.
F4 Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
F5 Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 17, 2024.
F6 Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2024.
F7 Represents a grant of time-based options that vest in four equal annual installments beginning on November 18, 2022.
F8 Represents a grant of time-based options that vest in four equal annual installments beginning on November 19, 2021.
F9 Represents a grant of time-based options that vest as follows: 10% vests on November 28, 2019, 20% vests on November 28, 2020, 30% vests on November 28, 2021 and 40% vests on November 28, 2022.
F10 Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).
F11 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.
F12 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.
F13 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.