Stacy Hock - Nov 13, 2024 Form 4 Insider Report for Atlas Energy Solutions Inc. (AESI)

Signature
/s/ Stacy Hock, by Dathan C. Voelter, as Attorney-in-Fact
Stock symbol
AESI
Transactions as of
Nov 13, 2024
Transactions value $
-$181,020
Form type
4
Date filed
11/15/2024, 02:15 PM
Previous filing
Oct 7, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AESI Common Stock Sale -$181K -8.57K -0.92% $21.12 926K Nov 13, 2024 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting persons on March 22, 2024.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.93 to $21.48, inclusive. The reporting persons undertake to provide to Atlas Energy Solutions Inc., any security holder of Atlas Energy Solutions Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F3 The reported shares are owned jointly by the reporting persons, Stacy and Joel Hock, who share voting and investing power over such shares.

Remarks:

Members of 10% owner group