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Signature
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/s/ Joan Aristei, as Attorney-in-Fact for Dan Preston
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Stock symbol
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DAVE
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Transactions as of
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Nov 12, 2024
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Transactions value $
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-$911,908
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Form type
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4
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Date filed
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11/14/2024, 05:38 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
DAVE |
Class A Common Stock |
Options Exercise |
$2.23K |
+2.36K |
+10.26% |
$0.94 |
25.4K |
Nov 12, 2024 |
Direct |
|
| transaction |
DAVE |
Class A Common Stock |
Sale |
-$151K |
-2.36K |
-9.31% |
$64.00 |
23K |
Nov 12, 2024 |
Direct |
F1 |
| transaction |
DAVE |
Class A Common Stock |
Options Exercise |
$9.22K |
+9.77K |
+42.47% |
$0.94 |
32.8K |
Nov 13, 2024 |
Direct |
|
| transaction |
DAVE |
Class A Common Stock |
Sale |
-$772K |
-9.77K |
-29.81% |
$79.09 |
23K |
Nov 13, 2024 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
DAVE |
Stock Option (right to buy) |
Options Exercise |
$0 |
-2.36K |
-19.46% |
$0.00 |
9.77K |
Nov 12, 2024 |
Class A Common Stock |
2.36K |
$0.94 |
Direct |
F2 |
| transaction |
DAVE |
Stock Option (right to buy) |
Options Exercise |
$0 |
-9.77K |
-100% |
$0.00 |
0 |
Nov 13, 2024 |
Class A Common Stock |
9.77K |
$0.94 |
Direct |
F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: