Bradley J. Peterson - Nov 13, 2024 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role: Executive Vice President
Signature: /s/ Alex Kogan, by power of attorney
Stock symbol: NDAQ
Transactions as of: Nov 13, 2024
Transactions value $: -$940,636
Form type: 4
Date filed: 11/14/2024, 04:23 PM
Previous filing: Oct 30, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NDAQ	Common Stock, par value $0.01 per share	Sale	-$941K	-11.8K	-8.28%	$79.58	131K	Nov 13, 2024	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.42 to $79.75, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2	Represents (i) 85,038 shares or units of restricted stock, of which 36,806 are vested, (ii) 41,294 shares underlying PSUs, all of which are vested and (iii) 4,678 shares purchased under the Employee Stock Purchase Plan.

Content

The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.42 to $79.75, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Represents (i) 85,038 shares or units of restricted stock, of which 36,806 are vested, (ii) 41,294 shares underlying PSUs, all of which are vested and (iii) 4,678 shares purchased under the Employee Stock Purchase Plan.