| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | MFIC | Common Stock | Other | $982K | +80.5K | +435.75% | $12.21 | 98.9K | Feb 10, 2023 | Direct | F1, F3 |
| transaction | MFIC | Common Stock | Other | -$118K | -8.44K | -8.66% | $13.95 | 89K | Feb 10, 2024 | Direct | F2, F4 |
| transaction | MFIC | Common Stock | Award | +7.64K | 7.64K | Jul 22, 2024 | BY IRA | F5 | |||
| transaction | MFIC | Common Stock | Award | +7.55K | +98.89% | 15.2K | Jul 22, 2024 | BY IRA | F6 |
| Id | Content |
|---|---|
| F1 | Represents a grant of restricted stock units ("RSUs"). Such RSUs vest in three equal annual installments commencing on February 10, 2024. |
| F2 | Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units. |
| F3 | This Form 4 is deemed to update the amount of securities beneficially owned following the reported transaction previously reported on Table I in the Form 4 filed by the Reporting Person with the SEC on March 14, 2024. |
| F4 | Represents the amount of securities beneficially owned following the reported transaction and as of the date of this filing. |
| F5 | Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AFT Merger Agreement"). Pursuant to the AFT Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction. |
| F6 | Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MFIC, Apollo Tactical Income Fund Inc., a Maryland corporation ("AIF"), AIF Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AIF Merger Agreement"). Pursuant to the AIF Merger Agreement, each share of AIF's common stock, par value $0.001 per share, was converted into the right to receive 0.9441 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction. |