Tanner Powell - Feb 11, 2020 Form 4/A - Amendment Insider Report for MidCap Financial Investment Corp (MFIC)

Signature
/s/ Kristin Hester, as Attorney-in-Fact
Stock symbol
MFIC
Transactions as of
Feb 11, 2020
Transactions value $
$140,733
Form type
4/A - Amendment
Date filed
11/12/2024, 04:39 PM
Date Of Original Report
Feb 13, 2020
Previous filing
Nov 12, 2024
Next filing
Mar 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MFIC Common Stock Other -$106K -6.25K -5.35% $17.04 111K Feb 10, 2020 Direct F1, F3
transaction MFIC Common Stock Other $247K +14.5K +15.09% $17.06 111K Feb 11, 2020 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units ("RSUs").
F2 Represents a grant of RSUs. Such RSUs vest in four equal annual installments commencing on December 31, 2019.
F3 The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing an additional Form 4 filing and amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings.

Remarks:

This amendment to Form 4 is being filed to correct the transaction codes used on the Form 4 filed with the Securities and Exchange Commission on February 13, 2020 and reflect the Reporting Person's beneficial ownership of the securities reported herein as of the date of this filing.