Tanner Powell - 11 Feb 2020 Form 4/A - Amendment Insider Report for MidCap Financial Investment Corp (MFIC)

Signature
/s/ Kristin Hester, as Attorney-in-Fact
Issuer symbol
MFIC
Transactions as of
11 Feb 2020
Net transactions value
+$140,733
Form type
4/A - Amendment
Filing time
12 Nov 2024, 16:39:03 UTC
Date Of Original Report
13 Feb 2020
Previous filing
12 Nov 2024
Next filing
14 Mar 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MFIC Common Stock Other $106,415 -6,245 -5.3% $17.04 110,517 10 Feb 2020 Direct F1, F3
transaction MFIC Common Stock Other $247,148 +14,487 +15% $17.06 110,517 11 Feb 2020 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units ("RSUs").
F2 Represents a grant of RSUs. Such RSUs vest in four equal annual installments commencing on December 31, 2019.
F3 The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing an additional Form 4 filing and amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings.

Remarks:

This amendment to Form 4 is being filed to correct the transaction codes used on the Form 4 filed with the Securities and Exchange Commission on February 13, 2020 and reflect the Reporting Person's beneficial ownership of the securities reported herein as of the date of this filing.