Daniel Leib - 06 Nov 2024 Form 4 Insider Report for Donnelley Financial Solutions, Inc. (DFIN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
08 Nov 2024, 16:56:55 UTC
Prior SEC filing
20 Sep 2024
Next SEC filing
26 Feb 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
William Zola, pursuant to power of attorney

Key filing fact

Daniel Leib filed Form 4 for Donnelley Financial Solutions, Inc. (DFIN) on 08 Nov 2024.

Key facts

  • This page summarizes Daniel Leib's Form 4 filing for Donnelley Financial Solutions, Inc. (DFIN).
  • 11 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 08 Nov 2024, 16:56.

Change

  • Previous filing in this sequence was filed on 20 Sep 2024.
  • Current net transaction value: -$2,705,283.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DFIN transaction

Common Stock

Options Exercise

Transaction value
$1,059,000
Shares
+60,000
Change %
+12%
Price
$17.65
Shares after
575,191
Date
06 Nov 2024
Ownership
Direct
Footnotes
F1
DFIN transaction

Common Stock

Sale

Transaction value
$1,491,825
Shares
-25,686
Change %
-4.5%
Price
$58.08
Shares after
549,505
Date
06 Nov 2024
Ownership
Direct
Footnotes
F1, F2
DFIN transaction

Common Stock

Sale

Transaction value
$774,037
Shares
-13,081
Change %
-2.4%
Price
$59.17
Shares after
536,424
Date
06 Nov 2024
Ownership
Direct
Footnotes
F1, F3
DFIN transaction

Common Stock

Sale

Transaction value
$1,210,759
Shares
-20,109
Change %
-3.7%
Price
$60.21
Shares after
516,315
Date
06 Nov 2024
Ownership
Direct
Footnotes
F1, F4
DFIN transaction

Common Stock

Sale

Transaction value
$60,105
Shares
-984
Change %
-0.19%
Price
$61.08
Shares after
515,331
Date
06 Nov 2024
Ownership
Direct
Footnotes
F1, F5
DFIN transaction

Common Stock

Sale

Transaction value
$8,688
Shares
-140
Change %
-0.03%
Price
$62.06
Shares after
515,191
Date
06 Nov 2024
Ownership
Direct
Footnotes
F1, F6
DFIN transaction

Common Stock

Options Exercise

Transaction value
$88,250
Shares
+5,000
Change %
+0.97%
Price
$17.65
Shares after
520,191
Date
07 Nov 2024
Ownership
Direct
Footnotes
F1
DFIN transaction

Common Stock

Sale

Transaction value
$44,603
Shares
-734
Change %
-0.14%
Price
$60.77
Shares after
519,457
Date
07 Nov 2024
Ownership
Direct
Footnotes
F1, F7
DFIN transaction

Common Stock

Sale

Transaction value
$262,516
Shares
-4,266
Change %
-0.82%
Price
$61.54
Shares after
515,191
Date
07 Nov 2024
Ownership
Direct
Footnotes
F1, F8, F9

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DFIN transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-60,000
Change %
-65%
Price
$0.000000
Shares after
32,900
Date
06 Nov 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
60,000
Exercise price
$17.65
Footnotes
F1, F10
DFIN transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-5,000
Change %
-15%
Price
$0.000000
Shares after
27,900
Date
07 Nov 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,000
Exercise price
$17.65
Footnotes
F1, F10
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 10 footnotes

Footnote F1

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 25, 2024.

Footnote F2

The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $57.62 to $58.61 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

Footnote F3

The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $58.62 to $59.61 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

Footnote F4

The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $59.62 to $60.57 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

Footnote F5

The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $60.75 to $61.39 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

Footnote F6

The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $61.92 to $62.40 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

Footnote F7

The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $60.16 to $61.15 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

Footnote F8

The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $61.16 to $62.09 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

Footnote F9

Includes 371,527 shares held directly, 70,451 restricted stock unit, and 73,213 earned performance share units with additional service-based vesting.

Footnote F10

The option vests/ vested in four equal annual installments beginning on March 2, 2019.

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