Carlson Capital GP, L.P. - 23 Oct 2024 Form 3 Insider Report for SWK Holdings Corp (SWKH)

Role
10%+ Owner
Signature
Carlson Capital GP, L.P., By: /s/ Clint D. Carlson, Title: President
Issuer symbol
SWKH
Transactions as of
23 Oct 2024
Net transactions value
$0
Form type
3
Filing time
01 Nov 2024, 16:05:14 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SWKH Common Stock, par value $0.001 per share the "Common Stock" 12,354 23 Oct 2024 See footnotes F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of Common Stock to which this relates are held directly by Carlson Capital GP, L.P., a Delaware limited partnership (the "Carlson Capital GP").
F2 Asgard Investment Corp., a Delaware corporation ("Asgard") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital GP. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard and the Carlson Capital GP.

Remarks:

Power of Attorney for Carlson Capital GP, L.P. Power of Attorney for Asgard Investment Corp. Power of Attorney for Clint D. Carlson