Luke A. Sarsfield III - Oct 23, 2024 Form 4 Insider Report for P10, Inc. (PX)

Role
Chairman and Chief Executive Officer, Director
Signature
/s/ Amanda Coussens, Attorney-in-Fact for the Reporting Person
Stock symbol
PX
Transactions as of
Oct 23, 2024
Transactions value $
-$1,252,830
Form type
4
Date filed
10/25/2024, 11:07 AM
Previous filing
Mar 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PX Class A Common Stock Options Exercise +218K +344.4% 281K Oct 23, 2024 Direct F1
transaction PX Class A Common Stock Tax liability -$1.25M -111K -39.5% $11.27 170K Oct 23, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PX Restricted Stock Units Options Exercise $0 -218K -33.33% $0.00 436K Oct 23, 2024 Class A Common Stock 218K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
F2 On October 23, 2023, the reporting person was granted 654,308 RSUs, which will vest ratably on the first, second and third anniversaries of the grant date, provided that the reporting person remains in continuous service with the Issuer through each such vesting date.

Remarks:

Chairman and Chief Executive Officer