| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RMCF | Common Stock | Sale | -$1.44K | -820 | -0.07% | $1.75 | 1.23M | 16 Sep 2024 | See footnotes. | F1, F2, F3, F4 |
| transaction | RMCF | Common Stock | Purchase | $50.7K | +23.7K | +1.93% | $2.14 | 1.25M | 18 Oct 2024 | See footnotes. | F3, F4, F5 |
| transaction | RMCF | Common Stock | Purchase | $17.2K | +7.41K | +0.59% | $2.32 | 1.26M | 21 Oct 2024 | See footnotes. | F3, F4, F5 |
| transaction | RMCF | Common Stock | Other | +51.8K | +4.11% | 1.31M | 21 Oct 2024 | See footnotes. | F3, F4, F6 | ||
| holding | RMCF | Common Stock | 6.21K | 18 Oct 2024 | Direct |
| Id | Content |
|---|---|
| F1 | The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. |
| F2 | On September 16, 2024, the owner of a separately managed account advised by GVIC directed the sale of Common Stock. Such sale was neither solicited by GVIC nor did GVIC advise such sale. |
| F3 | In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. |
| F4 | In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. |
| F5 | The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. |
| F6 | As of October 21, 2024, certain separately managed accounts advised by GVIC received shares of Common Stock previously held in an account that was not advised by, and is not currently advised by, GVIC. As a result of this receipt, GVIC claimed indirect beneficial ownership over such shares of Common Stock as of the date of the receipt. No purchase price is associated with the receipt. |