Gareth Nichol - Oct 18, 2021 Form 4 Insider Report for DYNARESOURCE INC (DYNR)

Role
10%+ Owner
Signature
Gareth Nichol
Stock symbol
DYNR
Transactions as of
Oct 18, 2021
Transactions value $
$2,890,000
Form type
4
Date filed
10/22/2024, 03:22 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DYNR Common Stock Exercise of in-the-money or at-the-money derivative security $3.14K +314K +13.44% $0.01 2.65M Oct 18, 2021 Direct
transaction DYNR Common Stock Purchase $2.89M +2.78M +104.98% $1.04 5.43M Oct 18, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DYNR Warrants to Purchase Common Stock (1) Exercise of in-the-money or at-the-money derivative security -$3.14K -314K -100% $0.01 0 Oct 18, 2021 Common Stock 314K $0.01 Direct F1
transaction DYNR Convertible Promissory Note Conversion of derivative security -$1M 0 Oct 18, 2021 Series D Preferred Stock 500K $2.00 Direct
transaction DYNR Series D Preferred Stock (2) Conversion of derivative security $1M +500K $2.00 500K Oct 18, 2021 Common Stock 500K $2.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Individual inadvertently reported 313,591 warrants to purchase Common Stock on 06/08/2020 when he should have reported 313,589 warrants.
F2 The Series D Preferred Stock is convertible into shares of the issuer's common stock at any time on a one-for-one basis.