| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AURA | Common Stock | Options Exercise | $48K | +17.5K | +13.03% | $2.74 | 152K | Oct 18, 2024 | Direct | F1 |
| transaction | AURA | Common Stock | Options Exercise | $11.2K | +2.63K | +1.73% | $4.25 | 154K | Oct 18, 2024 | Direct | F1 |
| transaction | AURA | Common Stock | Options Exercise | $27.4K | +5K | +3.24% | $5.48 | 159K | Oct 18, 2024 | Direct | F1 |
| transaction | AURA | Common Stock | Sale | -$302K | -25.1K | -15.77% | $12.03 | 134K | Oct 18, 2024 | Direct | F1, F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AURA | Stock Option (Right to Buy) | Options Exercise | $0 | -17.5K | -20.41% | $0.00 | 68.3K | Oct 18, 2024 | Common Stock | 17.5K | $2.74 | Direct | F1, F3 |
| transaction | AURA | Stock Option (Right to Buy) | Options Exercise | $0 | -2.63K | -7.52% | $0.00 | 32.4K | Oct 18, 2024 | Common Stock | 2.63K | $4.25 | Direct | F1, F3 |
| transaction | AURA | Stock Option (Right to Buy) | Options Exercise | $0 | -5K | -3.98% | $0.00 | 121K | Oct 18, 2024 | Common Stock | 5K | $5.48 | Direct | F1, F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The reported transactions were effected pursuant to a Rule 10b5-1 trading plan dated June 23, 2023 previously adopted by the reporting person. |
| F2 | The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0000 to $12.3000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F3 | This option is fully vested. |
| F4 | The shares underlying this option vest in 48 monthly installments, equal to 2.0833% of the shares, over the 48 months following June 28, 2021. |
Exhibit 24.1 - Power of Attorney