Josef Parvizi - Oct 11, 2024 Form 4 Insider Report for Ceribell, Inc. (CBLL)

Role
Director
Signature
/s/ Louisa Daniels, Attorney-in-Fact for Josef Parvizi
Stock symbol
CBLL
Transactions as of
Oct 11, 2024
Transactions value $
$0
Form type
4
Date filed
10/16/2024, 04:17 PM
Previous filing
Oct 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBLL Common Stock Award $0 +6.62K +1.01% $0.00 661K Oct 11, 2024 Direct F1, F2
transaction CBLL Common Stock Conversion of derivative security +153K +23.11% 814K Oct 15, 2024 Direct F2, F6
holding CBLL Common Stock 908K Oct 11, 2024 By Innovation ACP Trust F3, F4
holding CBLL Common Stock 369K Oct 11, 2024 By ACP 2021 Trust F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CBLL Series C-1 Preferred Stock Conversion of derivative security $0 -153K -100% $0.00 0 Oct 15, 2024 Common Stock 153K Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 6,618 restricted stock units ("RSUs").
F2 Includes 6,618 RSUs.
F3 The Reporting Person is a co-trustee of the Innovation ACP Trust, and therefore may be deemed to share beneficial ownership of these securities.
F4 The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F5 The Reporting Person is a co-trustee of the ACP 2021 Trust, and therefore may be deemed to share beneficial ownership of these securities.
F6 Each share of the issuer's Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately prior to the closing of the issuer's initial public offering on October 15, 2024 and had no expiration date.