Sean Sullivan - Oct 9, 2024 Form 4 Insider Report for Duckhorn Portfolio, Inc. (NAPA)

Role
Executive Vice President, Chief Strategy and Legal Officer.
Signature
/s/ Sean Sullivan
Stock symbol
NAPA
Transactions as of
Oct 9, 2024
Transactions value $
$0
Form type
4
Date filed
10/11/2024, 05:14 PM
Previous filing
Sep 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NAPA Common Stock Award $0 +37.7K +31.61% $0.00 157K Oct 9, 2024 Direct F1
holding NAPA Common Stock 483 Oct 9, 2024 ESPP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NAPA Stock Options Award $0 +113K $0.00 113K Oct 9, 2024 Common Stock 113K $10.94 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2021 Equity Incentive Plan and vests 25% per year over a four-year period.
F2 These stock options vest in four (4) equal annual installments, commencing September 19, 2024, and expire on the tenth anniversary of the grant.

Remarks:

Executive Vice President, Chief Strategy and Legal Officer.