Key facts
- This page summarizes Everett Rand Sutherland's Form 3 filing for Upstream Bio, Inc. (UPB).
- 0 reported transactions and 2 derivative rows are listed below.
- Filing timestamp: 10 Oct 2024, 20:42.
Everett Rand Sutherland - 10 Oct 2024 Form 3 Insider Report for Upstream Bio, Inc. (UPB)
- Signature
- /s/ Michael Gray, Attorney-in-Fact
- Issuer symbol
- UPB
- Transactions as of
- 10 Oct 2024
- Net transactions value
- $0
- Form type
- 3
- Filing time
- 10 Oct 2024, 20:42:18 UTC
- Previous filing
- 01 Jul 2024
- Next filing
- 07 Feb 2025
- SEC
- View on sec.gov
Key filing fact
Everett Rand Sutherland filed Form 3 for Upstream Bio, Inc. (UPB) on 10 Oct 2024.
Change
- Previous filing in this sequence was filed on 01 Jul 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC Source
See Original Filing
Ownership activity is grounded in SEC Form 3 disclosures.
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
UPB
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 10 Oct 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 866,704
- Exercise price
- $5.69
- Footnotes
- F1
UPB
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 10 Oct 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,053,799
- Exercise price
- $6.59
- Footnotes
- F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | 25% of the shares underlying this option shall vest on April 1, 2025, with the remainder vesting in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date. |
| F2 | 25% of the shares underlying this option shall vest on April 5, 2025, with the remainder vesting in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date. |
Remarks:
Exhibit 24 - Power of Attorney