Constantine Xykis - Oct 1, 2024 Form 4 Insider Report for POWER SOLUTIONS INTERNATIONAL, INC. (PSIX)

Role
CEO
Signature
/s/ Constantine Xykis
Stock symbol
PSIX
Transactions as of
Oct 1, 2024
Transactions value $
-$157,054
Form type
4
Date filed
10/9/2024, 05:30 PM
Previous filing
May 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PSIX Class A Common Stock Options Exercise $16.9K +1.5K +5.92% $11.25 26.8K Oct 1, 2024 Direct
transaction PSIX Class A Common Stock Tax liability -$22.6K -1.19K -4.44% $18.92 25.6K Oct 1, 2024 Direct F1
transaction PSIX Class A Common Stock Options Exercise $171K +25K +97.48% $6.82 50.6K Oct 1, 2024 Direct
transaction PSIX Class A Common Stock Tax liability -$320K -16.9K -33.37% $18.92 33.7K Oct 1, 2024 Direct F2
transaction PSIX Class A Common Stock Options Exercise $2.22K +342 +1.01% $6.50 34.1K Oct 1, 2024 Direct
transaction PSIX Class A Common Stock Tax liability -$4.31K -228 -0.67% $18.92 33.9K Oct 1, 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PSIX Stock Appreciation Rights Options Exercise $0 -1.5K -100% $0.00 0 Oct 1, 2024 Common Stock 1.5K $11.25 Direct F4
transaction PSIX Stock Appreciation Rights Options Exercise $0 -25K -100% $0.00 0 Oct 1, 2024 Common Stock 25K $6.82 Direct F5
transaction PSIX Stock Appreciation Rights Options Exercise $0 -342 -100% $0.00 0 Oct 1, 2024 Common Stock 342 $6.50 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person received 308 shares of common stock upon the net exercise of 1,500 stock appreciation rights ("SARs"). A total of 1,192 shares of common stock underlying such SARs were withheld in payment of the exercise price and to satisfy the withholding tax obligation resulting from the exercise.
F2 The reporting person received 8,098 shares of common stock upon the net exercise of 25,000 stock appreciation rights ("SARs"). A total of 16,902 shares of common stock underlying such SARs were withheld in payment of the exercise price and to satisfy the withholding tax obligation resulting from the exercise.
F3 The reporting person received 114 shares of common stock upon the net exercise of 342 stock appreciation rights ("SARs"). A total of 228 shares of common stock underlying such SARs were withheld in payment of the exercise price and to satisfy the withholding tax obligation resulting from the exercise.
F4 Stock Appreciation Rights granted on February 22, 2016, and settled in Class A Common Stock and vesting on October 1, 2024.
F5 Stock Appreciation Rights granted on March 11, 2021, and settled in Class A Common Stock and vesting on October 1, 2024.
F6 Stock Appreciation Rights granted on March 18, 2022, and settled in Class A Common Stock and vesting on October 1, 2024.