Joseph Simon - Sep 26, 2024 Form 4 Insider Report for Moelis & Co (MC)

Role
Chief Financial Officer
Signature
/s/ Osamu Watanabe as attorney-in-fact for Joseph Simon
Stock symbol
MC
Transactions as of
Sep 26, 2024
Transactions value $
$0
Form type
4
Date filed
9/30/2024, 08:52 PM
Previous filing
Jul 29, 2024
Next filing
Dec 4, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2019 Incentive RSUs Award $0 +63.7 +0.87% $0.00 7.41K Sep 26, 2024 Class A Common Stock 63.7 $0.00 Direct F1, F2
transaction MC 2020 Incentive RSUs Award $0 +74.3 +0.87% $0.00 8.65K Sep 26, 2024 Class A Common Stock 74.3 $0.00 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.