Eric Cantor - Sep 26, 2024 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Stock symbol
MC
Transactions as of
Sep 26, 2024
Transactions value $
$0
Form type
4
Date filed
9/30/2024, 08:48 PM
Previous filing
Jul 29, 2024
Next filing
Oct 25, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2019 Incentive RSUs Granted in 2019 (Quarterly Awards) Award $0 +15.1 +0.87% $0.00 1.76K Sep 26, 2024 Class A Common Stock 15.1 $0.00 Direct F1, F2
transaction MC 2019 Incentive RSUs Award $0 +87.8 +0.87% $0.00 10.2K Sep 26, 2024 Class A Common Stock 87.8 $0.00 Direct F1, F3
transaction MC 2020 Incentive RSUs Award $0 +121 +0.87% $0.00 14.1K Sep 26, 2024 Class A Common Stock 121 $0.00 Direct F1, F4
transaction MC 2021 Incentive RSUs Award $0 +171 +0.87% $0.00 19.9K Sep 26, 2024 Class A Common Stock 171 $0.00 Direct F1, F5
transaction MC 2022 Incentive RSUs Award $0 +287 +0.87% $0.00 33.3K Sep 26, 2024 Class A Common Stock 287 $0.00 Direct F1, F6
transaction MC 2023 Incentive RSUs Award $0 +276 +0.87% $0.00 32.1K Sep 26, 2024 Class A Common Stock 276 $0.00 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: (1) 7.65 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on September 30, 2019 (and dividend equivalents thereon) and (2) 7.47 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.
F3 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F6 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F7 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.