| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GOOGL | Class C Capital Stock | Sale | $2,780,294 | -16,802 | -28% | $165.47 | 43,999 | 27 Sep 2024 | By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | |
| transaction | GOOGL | Class C Capital Stock | Gift | $0 | +16,802 | +38% | $0.000000 | 60,801 | 30 Sep 2024 | By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | |
| transaction | GOOGL | Class C Capital Stock | Gift | $0 | -16,802 | -42% | $0.000000 | 23,498 | 30 Sep 2024 | Direct | |
| holding | GOOGL | Class C Google Stock Units | 10,325 | 27 Sep 2024 | Direct | F1 | |||||
| holding | GOOGL | Class C Google Stock Units | 70,691 | 27 Sep 2024 | Direct | F2 | |||||
| holding | GOOGL | Class C Google Stock Units | 85,253 | 27 Sep 2024 | Direct | F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Class C Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Alphabet Inc. Class C capital stock for each share underlying the GSUs as each GSUs vests. 1/12th of the GSUs vested on March 25, 2022 and an additional 1/12th of the GSUs will vest quarterly thereafter until the GSUs are fully vested, subject to continued employment on the applicable vesting dates. |
| F2 | 1/6th of the GSUs vested on June 25, 2023 and an additional 1/12th of the GSUs will vest quarterly thereafter until the GSUs are fully vested, subject to continuing employment on the applicable vesting dates. |
| F3 | 1/6th of the GSUs will vest on June 25, 2024; 1/12th of the GSUs will vest on September 25, 2024, and an additional 1/12th of the GSUs will vest quarterly thereafter on the 25th day of the month until the GSUs are fully vested, subject to continued employment on the applicable vesting dates. |
Transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by The Arete Trust on May 29, 2024.