| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GOOGL | Class C Capital Stock | Sale | -$2.78M | -16.8K | -27.63% | $165.47 | 44K | Sep 27, 2024 | By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | |
| transaction | GOOGL | Class C Capital Stock | Gift | $0 | +16.8K | +38.19% | $0.00 | 60.8K | Sep 30, 2024 | By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | |
| transaction | GOOGL | Class C Capital Stock | Gift | $0 | -16.8K | -41.69% | $0.00 | 23.5K | Sep 30, 2024 | Direct | |
| holding | GOOGL | Class C Google Stock Units | 10.3K | Sep 27, 2024 | Direct | F1 | |||||
| holding | GOOGL | Class C Google Stock Units | 70.7K | Sep 27, 2024 | Direct | F2 | |||||
| holding | GOOGL | Class C Google Stock Units | 85.3K | Sep 27, 2024 | Direct | F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Class C Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Alphabet Inc. Class C capital stock for each share underlying the GSUs as each GSUs vests. 1/12th of the GSUs vested on March 25, 2022 and an additional 1/12th of the GSUs will vest quarterly thereafter until the GSUs are fully vested, subject to continued employment on the applicable vesting dates. |
| F2 | 1/6th of the GSUs vested on June 25, 2023 and an additional 1/12th of the GSUs will vest quarterly thereafter until the GSUs are fully vested, subject to continuing employment on the applicable vesting dates. |
| F3 | 1/6th of the GSUs will vest on June 25, 2024; 1/12th of the GSUs will vest on September 25, 2024, and an additional 1/12th of the GSUs will vest quarterly thereafter on the 25th day of the month until the GSUs are fully vested, subject to continued employment on the applicable vesting dates. |
Transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by The Arete Trust on May 29, 2024.