Thomas Connolly - Sep 26, 2024 Form 4 Insider Report for 5C Lending Partners Corp. (NONE)

Role
Co-President, Director, 10%+ Owner
Signature
/s/ Pamela Chen, as Attorney-in-Fact
Stock symbol
NONE
Transactions as of
Sep 26, 2024
Transactions value $
$2,000,000
Form type
4
Date filed
9/30/2024, 05:26 PM
Previous filing
Aug 30, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NONE Shares of Common Stock, par value $0.001 per share Award $2M +80K +8000% $25.00 81K Sep 26, 2024 See Footnotes F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are directly held by 5C Founders LP ("5C"). The Reporting Person shares investment control of 5C and, as such, may be deemed to beneficially own the securities held by 5C for the Reporting Person's benefit, but disclaims ownership except to the extent of his pecuniary interest therein.
F2 The reported securities were acquired in connection with a $2,000,000 capital call, with the remaining uncalled portion of the Reporting Person's capital commitment to the Issuer to be drawn down over time at the discretion of the Issuer in exchange for additional shares of Common Stock at its then-current net asset value.
F3 The reported securities include 1,000 shares previously reported directly held by 5C Investment Partners LP ("5CLP"), which is an affiliate of the investment adviser to the Issuer (the "Advisor"). The Reporting Person shares investment control of 5CLP and the Advisor and, as such, may be deemed to beneficially own the securities directly held by 5CLP, but disclaims such ownership except to the extent of his pecuniary interest therein.