Daniel Allen Gold - Sep 24, 2024 Form 4 Insider Report for Roivant Sciences Ltd. (ROIV)

Role: Director
Signature: /s/ Dan Gold
Stock symbol: ROIV
Transactions as of: Sep 24, 2024
Transactions value $: -$51,820,727
Form type: 4
Date filed: 9/26/2024, 08:34 PM
Previous filing: Sep 16, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ROIV	Common Shares	Sale	-$18.2M	-1.57M	-21.48%	$11.63	5.72M	Sep 24, 2024	Direct
transaction	ROIV	Common Shares	Sale	-$6.71M	-577K	-21.73%	$11.63	2.08M	Sep 24, 2024	Held by trusts and estate planning vehicles established by the Reporting Person	F1
transaction	ROIV	Common Shares	Sale	-$11.7M	-992K	-17.33%	$11.77	4.73M	Sep 25, 2024	Direct
transaction	ROIV	Common Shares	Sale	-$4.3M	-366K	-17.58%	$11.77	1.71M	Sep 25, 2024	Held by trusts and estate planning vehicles established by the Reporting Person	F1
transaction	ROIV	Common Shares	Sale	-$589K	-50K	-0.22%	$11.77	23.1M	Sep 25, 2024	Held by QVT Financial Investment Cayman Ltd.	F2
transaction	ROIV	Common Shares	Sale	-$10.4M	-876K	-3.8%	$11.82	22.2M	Sep 26, 2024	Held by QVT Financial Investment Cayman Ltd.	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person is a trustee of trusts and estate planning vehicles, each of which were formed by the reporting person and/or his immediate family members, and shares voting and investment control over the Common Shares held directly by these trusts and may be deemed to beneficially own such Common Shares. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.
F2	The reporting person is one of three directors of QVT Financial Investment Cayman Ltd. ("QVT FIC"), sharing voting and investment control over the Common Shares held directly by QVT FIC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.

Content

The reporting person is a trustee of trusts and estate planning vehicles, each of which were formed by the reporting person and/or his immediate family members, and shares voting and investment control over the Common Shares held directly by these trusts and may be deemed to beneficially own such Common Shares. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.

The reporting person is one of three directors of QVT Financial Investment Cayman Ltd. ("QVT FIC"), sharing voting and investment control over the Common Shares held directly by QVT FIC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.