William Conkling - 21 Sep 2024 Form 4 Insider Report for Rafael Holdings, Inc. (RFL)

Role: Chief Executive Officer
Signature: Joyce J. Mason, by Power of Attorney
Issuer symbol: RFL
Transactions as of: 21 Sep 2024
Net transactions value: -$21,901
Form type: 4
Filing time: 24 Sep 2024, 13:03:58 UTC
Previous filing: 20 Aug 2024
Next filing: 29 Oct 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RFL	Class B Common Stock, par value $.01 per share	Tax liability	$21,901	-12,696	-2.4%	$1.72	508,053	21 Sep 2024	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.
F2	Consists of 146,955 shares of stock held directly, 126,180 fully vested shares of Restricted Stock and 234,918 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, December 21, 2024 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; and 10,000 shares to vest on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027.

Content

Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

Consists of 146,955 shares of stock held directly, 126,180 fully vested shares of Restricted Stock and 234,918 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, December 21, 2024 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; and 10,000 shares to vest on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027.