Frank Klein - 19 Sep 2024 Form 4 Insider Report for Rocket Lab USA, Inc. (RKLB)

Reporting relationship: Chief Operations Officer
Issuer ticker: RKLB
Reported as of: 19 Sep 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 20 Sep 2024, 20:22:59 UTC
Prior SEC filing: 20 Sep 2024
Next SEC filing: 27 Nov 2024
Source filing: View source filing
Reporting owner signature: /s/ Arjun Kampani, as Attorney-in-Fact for Frank Klein

Key filing fact

Frank Klein filed Form 4 for Rocket Lab USA, Inc. (RKLB) on 20 Sep 2024.

Key facts

This page summarizes Frank Klein's Form 4 filing for Rocket Lab USA, Inc. (RKLB).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 20 Sep 2024, 20:22.

Change

Previous filing in this sequence was filed on 20 Sep 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RKLB transaction

Common Stock

Award

Transaction value: $0
Shares: +1,300,000
Change %: +650%
Price: $0.000000
Shares after: 1,500,000
Date: 19 Sep 2024
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Represents restricted stock units ("RSUs") granted to the reporting person under the Rocket Lab USA, Inc. 2021 Stock Option and Incentive Plan (the "2021 Plan"). Such RSUs will vest as follows: 1/16 of the RSUs will vest on November 22, 2024 and 1/16 of the RSUs will vest on each March 1st, May 22nd, August 22nd and November 22nd thereafter, in each case subject to the reporting person's continuous service relationship through each applicable vesting date. The RSUs were granted on September 19, 2024.