Frank Klein - 19 Sep 2024 Form 4 Insider Report for Rocket Lab USA, Inc. (RKLB)

Role: Chief Operations Officer
Signature: /s/ Arjun Kampani, as Attorney-in-Fact for Frank Klein
Issuer symbol: RKLB
Transactions as of: 19 Sep 2024
Net transactions value: $0
Form type: 4
Filing time: 20 Sep 2024, 20:22:59 UTC
Previous filing: 20 Sep 2024
Next filing: 27 Nov 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RKLB	Common Stock	Award	$0	+1,300,000	+650%	$0.000000	1,500,000	19 Sep 2024	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents restricted stock units ("RSUs") granted to the reporting person under the Rocket Lab USA, Inc. 2021 Stock Option and Incentive Plan (the "2021 Plan"). Such RSUs will vest as follows: 1/16 of the RSUs will vest on November 22, 2024 and 1/16 of the RSUs will vest on each March 1st, May 22nd, August 22nd and November 22nd thereafter, in each case subject to the reporting person's continuous service relationship through each applicable vesting date. The RSUs were granted on September 19, 2024.

Content

Represents restricted stock units ("RSUs") granted to the reporting person under the Rocket Lab USA, Inc. 2021 Stock Option and Incentive Plan (the "2021 Plan"). Such RSUs will vest as follows: 1/16 of the RSUs will vest on November 22, 2024 and 1/16 of the RSUs will vest on each March 1st, May 22nd, August 22nd and November 22nd thereafter, in each case subject to the reporting person's continuous service relationship through each applicable vesting date. The RSUs were granted on September 19, 2024.