Sumitomo Mitsui Financial Group, Inc. - Sep 19, 2024 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)

Role: Director
Signature: SUMITOMO MITSUI FINANCIAL GROUP, INC., By: /s/ Kazuya Ikeda, Name: Kazuya Ikeda, Title: Managing Executive Officer and General Manager, Strategic Planning Dept., Global Business Unit
Stock symbol: JEF
Transactions as of: Sep 19, 2024
Transactions value $: $551,773,323
Form type: 4
Date filed: 9/19/2024, 09:27 PM
Previous filing: Aug 13, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	JEF	Common Stock	Purchase	$552M	+9.25M		$59.67	9.25M	Sep 19, 2024	See footnotes	F1, F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price paid by the Reporting Person for the reported securities is subject to adjustment following a four-month reference period pursuant to an agreement previously entered into between the Reporting Person and an unaffiliated third-party.
F2	The reported securities are held directly by SMBC, a direct, wholly-owned subsidiary of Sumitomo Mitsui Financial Group, Inc. ("SMFG").
F3	The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein.

Remarks:

The Reporting Person may be deemed to be a director by deputization of the Issuer for purposes of Section 16 of the Securities and Exchange Act of 1934, by virtue of the fact that Mr. Nakashima, President and Group Chief Executive Officer, SMFG, currently serves on the board of directors of the Issuer.