Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | OMIC | Common Stock | Options Exercise | +487 | +149.85% | 812 | Sep 15, 2024 | Direct | F1, F2 | ||
transaction | OMIC | Common Stock | Sale | -$2.17K | -175 | -21.55% | $12.38 | 637 | Sep 15, 2024 | Direct | F2, F3 |
transaction | OMIC | Common Stock | Gift | $0 | -312 | -48.98% | $0.00 | 325 | Sep 15, 2024 | Direct | F2, F4 |
transaction | OMIC | Common Stock | Gift | $0 | +312 | +0.22% | $0.00 | 140K | Sep 15, 2024 | By The Andrew K. Spaventa Living Trust dated April 9, 2014 | F2, F4 |
holding | OMIC | Common Stock | 85 | Sep 15, 2024 | By Axon Holdings, LLC | F2, F5 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | OMIC | Restricted Stock Units | Options Exercise | $0 | -487 | -9.11% | $0.00 | 4.86K | Sep 15, 2024 | Common Stock | 487 | Direct | F2, F6, F7 |
Id | Content |
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F1 | Represents shares of Common Stock issued pursuant to settlement of vested Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
F2 | On June 26, 2024, the Issuer effected a 1-for-30 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. |
F3 | The shares were sold pursuant to pre-established trading instructions solely to satisfy tax withholding obligations in connection with the partial vesting of previously granted RSUs. |
F4 | Immediately upon settlement of the vested RSUs, and following the withholding described above, the Reporting Person transferred the shares as a gift to The Andrew K. Spaventa Living Trust dated April 9, 2014. |
F5 | The shares are held directly by Axon Holdings, LLC. The managing member of Axon Holdings, LLC is Axon Managers, LLC. The Reporting Person is a managing member of Axon Managers, LLC and may be deemed to have shared voting and investment power over the shares held by Axon Holdings, LLC. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. |
F6 | Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
F7 | The RSUs vest in 16 equal quarterly installments over four years measured from March 15, 2023. |