Key facts
- This page summarizes Mark S. Shapiro's Form 4 filing for TKO Group Holdings, Inc. (TKO).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 16 Sep 2024, 21:30.
Mark S. Shapiro - 12 Sep 2024 Form 4 Insider Report for TKO Group Holdings, Inc. (TKO)
- Reporting relationship
- President and Chief Operating Officer., Director
- Issuer ticker
- TKO
- Reported as of
- 12 Sep 2024
- Net transaction value
- -$3,560,544
- SEC form
- 4
- Accepted by SEC
- 16 Sep 2024, 21:30:03 UTC
- Prior SEC filing
- 24 Jun 2024
- Next SEC filing
- 06 Jan 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Robert Hilton, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mark S. Shapiro filed Form 4 for TKO Group Holdings, Inc. (TKO) on 16 Sep 2024.
Change
- Previous filing in this sequence was filed on 24 Jun 2024.
- Current net transaction value: -$3,560,544.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TKO
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +60,651
- Change %
- +484%
- Price
- $0.000000
- Shares after
- 73,182
- Date
- 12 Sep 2024
- Ownership
- Direct
TKO
transaction
Class A Common Stock
Sale
- Transaction value
- $3,560,544
- Shares
- -31,026
- Change %
- -42%
- Price
- $114.76
- Shares after
- 42,156
- Date
- 16 Sep 2024
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TKO
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -60,651
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 12 Sep 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 60,651
- Exercise price
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 4 footnotes
Footnote F1
The sale was effected pursuant to a Rule 10b5-1 instruction letter entered into on November 14, 2023 to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.
Footnote F2
The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Footnote F3
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer.
Footnote F4
The restricted stock units are vested in full.
SEC remarks
President and Chief Operating Officer.