Mark S. Shapiro - Sep 12, 2024 Form 4 Insider Report for TKO Group Holdings, Inc. (TKO)

Role
President and Chief Operating Officer., Director
Signature
/s/ Robert Hilton, Attorney-in-fact
Stock symbol
TKO
Transactions as of
Sep 12, 2024
Transactions value $
-$3,560,544
Form type
4
Date filed
9/16/2024, 09:30 PM
Previous filing
Jun 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TKO Class A Common Stock Options Exercise $0 +60.7K +484.01% $0.00 73.2K Sep 12, 2024 Direct
transaction TKO Class A Common Stock Sale -$3.56M -31K -42.4% $114.76 42.2K Sep 16, 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TKO Restricted Stock Unit Options Exercise $0 -60.7K -100% $0.00 0 Sep 12, 2024 Class A Common Stock 60.7K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale was effected pursuant to a Rule 10b5-1 instruction letter entered into on November 14, 2023 to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.
F2 The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer.
F4 The restricted stock units are vested in full.

Remarks:

President and Chief Operating Officer.