George T. Shaheen - Sep 10, 2024 Form 4 Insider Report for NetApp, Inc. (NTAP)

Role
Director
Signature
/s/ Michael Schultz, Attorney-in-Fact for George T. Shaheen
Stock symbol
NTAP
Transactions as of
Sep 10, 2024
Transactions value $
$0
Form type
4
Date filed
9/12/2024, 06:27 PM
Previous filing
Jun 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTAP Common Shares Options Exercise +3.53K +102.2% 6.98K Sep 10, 2024 Direct F1
transaction NTAP Common Shares Options Exercise +2.86K +40.94% 9.83K Sep 11, 2024 Direct F1
transaction NTAP Common Shares Options Exercise +5.92K +60.23% 15.8K Sep 11, 2024 Direct F1
transaction NTAP Common Shares Options Exercise +7.92K +50.25% 23.7K Sep 11, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTAP Restricted Stock Unit Options Exercise -3.53K -100% 0 Sep 10, 2024 Common Shares 3.53K Direct F1, F2
transaction NTAP Restricted Stock Unit Options Exercise -2.86K -100% 0 Sep 11, 2024 Common Shares 2.86K Direct F1, F3
transaction NTAP Restricted Stock Unit Options Exercise -5.92K -100% 0 Sep 11, 2024 Common Shares 5.92K Direct F1, F4
transaction NTAP Restricted Stock Unit Options Exercise -7.92K -100% 0 Sep 11, 2024 Common Shares 7.92K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

George T. Shaheen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 On September 13, 2023, the reporting person was granted 3,526 restricted stock units, which vested on September 10, 2024, the day immediately preceding the date of the 2024 Annual Meeting of Stockholders.
F3 On September 13, 2013, the reporting person was granted 2,856 restricted stock units, which previously vested but the payout was deferred by the reporting person until September 11, 2024 - the date the reporting person ceased service as a Board Member.
F4 On September 5, 2014, the reporting person was granted 5,922 restricted stock units, which previously vested but the payout was deferred by the reporting person until September 11, 2024 - the date the reporting person ceased service as a Board Member.
F5 On September 11, 2015, the reporting person was granted 7,916 restricted stock units, which previously vested but the payout was deferred by the reporting person until September 11, 2024 - the date the reporting person ceased service as a Board Member.