George T. Shaheen - 10 Sep 2024 Form 4 Insider Report for NetApp, Inc. (NTAP)

Role
Director
Signature
/s/ Michael Schultz, Attorney-in-Fact for George T. Shaheen
Issuer symbol
NTAP
Transactions as of
10 Sep 2024
Net transactions value
$0
Form type
4
Filing time
12 Sep 2024, 18:27:06 UTC
Previous filing
12 Jun 2024
Next filing
05 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTAP Common Shares Options Exercise +3,526 +102% 6,976 10 Sep 2024 Direct F1
transaction NTAP Common Shares Options Exercise +2,856 +41% 9,832 11 Sep 2024 Direct F1
transaction NTAP Common Shares Options Exercise +5,922 +60% 15,754 11 Sep 2024 Direct F1
transaction NTAP Common Shares Options Exercise +7,916 +50% 23,670 11 Sep 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTAP Restricted Stock Unit Options Exercise -3,526 -100% 0 10 Sep 2024 Common Shares 3,526 Direct F1, F2
transaction NTAP Restricted Stock Unit Options Exercise -2,856 -100% 0 11 Sep 2024 Common Shares 2,856 Direct F1, F3
transaction NTAP Restricted Stock Unit Options Exercise -5,922 -100% 0 11 Sep 2024 Common Shares 5,922 Direct F1, F4
transaction NTAP Restricted Stock Unit Options Exercise -7,916 -100% 0 11 Sep 2024 Common Shares 7,916 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

George T. Shaheen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 On September 13, 2023, the reporting person was granted 3,526 restricted stock units, which vested on September 10, 2024, the day immediately preceding the date of the 2024 Annual Meeting of Stockholders.
F3 On September 13, 2013, the reporting person was granted 2,856 restricted stock units, which previously vested but the payout was deferred by the reporting person until September 11, 2024 - the date the reporting person ceased service as a Board Member.
F4 On September 5, 2014, the reporting person was granted 5,922 restricted stock units, which previously vested but the payout was deferred by the reporting person until September 11, 2024 - the date the reporting person ceased service as a Board Member.
F5 On September 11, 2015, the reporting person was granted 7,916 restricted stock units, which previously vested but the payout was deferred by the reporting person until September 11, 2024 - the date the reporting person ceased service as a Board Member.