Michael S. Cuffe - 10 Sep 2024 Form 4 Insider Report for HCA Healthcare, Inc. (HCA)

Signature
/s/ Kevin A. Ball, Attorney-in-Fact
Issuer symbol
HCA
Transactions as of
10 Sep 2024
Net transactions value
-$5,317,034
Form type
4
Filing time
12 Sep 2024, 17:21:24 UTC
Previous filing
13 May 2024
Next filing
30 Jan 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCA Common Stock Options Exercise $3,206,899 +22,080 +74% $145.24 51,758 10 Sep 2024 Direct F1, F2
transaction HCA Common Stock Tax liability $5,302,592 -13,722 -27% $386.43 38,036 10 Sep 2024 Direct F1, F2
transaction HCA Common Stock Sale $3,221,340 -8,358 -22% $385.42 29,678 12 Sep 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCA Stock Appreciation Right Options Exercise $0 -22,080 -100% $0.000000 0 10 Sep 2024 Common Stock 22,080 $145.24 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The exercise of stock appreciation rights and sale of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 7, 2024.
F2 Includes 2,518.2085 shares acquired under the Issuer's employee stock purchase plans.
F3 The stock appreciation rights vested in four equal annual installments beginning on January 29, 2021.