Roel C. Campos - 04 Sep 2024 Form 4 Insider Report for Regional Management Corp. (RM)

Role
Director
Signature
/s/ Catherine R. Atwood, attorney-in-fact
Issuer symbol
RM
Transactions as of
04 Sep 2024
Net transactions value
-$30.6
Form type
4
Filing time
06 Sep 2024, 16:30:09 UTC
Previous filing
28 May 2024
Next filing
27 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RM Common Stock Options Exercise $89,357 +5,482 +5.4% $16.30 107,202 04 Sep 2024 Direct
transaction RM Common Stock Tax liability $89,383 -2,788 -2.6% $32.06 104,414 04 Sep 2024 Direct F1, F2
transaction RM Common Stock Options Exercise $145,997 +9,188 +8.8% $15.89 113,602 04 Sep 2024 Direct
transaction RM Common Stock Tax liability $146,001 -4,554 -4% $32.06 109,048 04 Sep 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RM Stock Option (right to buy) Options Exercise $0 -5,482 -100% $0.000000 0 04 Sep 2024 Common Stock 5,482 $16.30 Direct
transaction RM Stock Option (right to buy) Options Exercise $0 -9,188 -100% $0.000000 0 04 Sep 2024 Common Stock 9,188 $15.89 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer for payment of the exercise price, based on the market price of the issuer's common stock at the time of the option exercise.
F2 Represents the closing market price of the issuer's common stock at the time of the option exercise.