| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AEVA | Common Stock | Sale | -$243K | -85.6K | -1.92% | $2.84 | 4.38M | Sep 3, 2024 | By trust | F1, F2 |
| transaction | AEVA | Common Stock | Sale | -$321K | -125K | -2.85% | $2.58 | 4.25M | Sep 4, 2024 | By trust | F1, F3 |
| transaction | AEVA | Common Stock | Sale | -$126K | -49.7K | -1.17% | $2.55 | 4.2M | Sep 5, 2024 | By trust | F1, F4 |
| holding | AEVA | Common Stock | 799K | Sep 3, 2024 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents shares sold in a transaction that was effected automatically pursuant to a Rule 10b-5 trading plan adopted by the Reporting Person. |
| F2 | This transaction was executed in multiple trades at prices ranging from $2.70 to $3.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | This transaction was executed in multiple trades at prices ranging from $2.50 to $2.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | This transaction was executed in multiple trades at prices ranging from $2.47 to $2.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |