| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AEVA | Common Stock | Sale | $243,406 | -85,601 | -1.9% | $2.84 | 4,379,207 | 03 Sep 2024 | By trust | F1, F2 |
| transaction | AEVA | Common Stock | Sale | $321,431 | -124,721 | -2.8% | $2.58 | 4,254,486 | 04 Sep 2024 | By trust | F1, F3 |
| transaction | AEVA | Common Stock | Sale | $126,470 | -49,678 | -1.2% | $2.55 | 4,204,808 | 05 Sep 2024 | By trust | F1, F4 |
| holding | AEVA | Common Stock | 798,696 | 03 Sep 2024 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents shares sold in a transaction that was effected automatically pursuant to a Rule 10b-5 trading plan adopted by the Reporting Person. |
| F2 | This transaction was executed in multiple trades at prices ranging from $2.70 to $3.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | This transaction was executed in multiple trades at prices ranging from $2.50 to $2.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | This transaction was executed in multiple trades at prices ranging from $2.47 to $2.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |