| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GOOGL | Class C Capital Stock | Sale | -$723K | -4.57K | -7.51% | $158.34 | 56.2K | Sep 3, 2024 | By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | F1 |
| transaction | GOOGL | Class C Capital Stock | Sale | -$460K | -2.89K | -5.13% | $159.25 | 53.3K | Sep 3, 2024 | By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | F2 |
| transaction | GOOGL | Class C Capital Stock | Sale | -$1.22M | -7.61K | -14.27% | $160.56 | 45.7K | Sep 3, 2024 | By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | F3 |
| transaction | GOOGL | Class C Capital Stock | Sale | -$680K | -4.2K | -9.18% | $161.79 | 41.5K | Sep 3, 2024 | By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | F4 |
| transaction | GOOGL | Class C Capital Stock | Sale | -$341K | -2.1K | -5.06% | $162.47 | 39.4K | Sep 3, 2024 | By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | F5 |
| transaction | GOOGL | Class C Capital Stock | Sale | -$16.3K | -100 | -0.25% | $163.18 | 39.3K | Sep 3, 2024 | By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | |
| holding | GOOGL | Class C Google Stock Units | 20.6K | Sep 3, 2024 | Direct | F6 | |||||
| holding | GOOGL | Class C Google Stock Units | 84.7K | Sep 3, 2024 | Direct | F7 | |||||
| holding | GOOGL | Class C Google Stock Units | 94.6K | Sep 3, 2024 | Direct | F8 | |||||
| holding | GOOGL | Class C Capital Stock | 45K | Sep 3, 2024 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.91 to $158.90, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5) to this Form 4 . |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.93 to $159.92, inclusive. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.99 to $160.98, inclusive. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.13 to $162.12, inclusive. |
| F5 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.14 to $163.13, inclusive. |
| F6 | Class C Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Alphabet Inc. Class C capital stock for each share underlying the GSUs as each GSUs vests. 1/12th of the GSUs vested on March 25, 2022 and an additional 1/12th of the GSUs will vest quarterly thereafter until the GSUs are fully vested, subject to continued employment on the applicable vesting dates. |
| F7 | 1/6th of the GSUs vested on June 25, 2023 and an additional 1/12th of the GSUs will vest quarterly thereafter until the GSUs are fully vested, subject to continuing employment on the applicable vesting dates. |
| F8 | 1/6th of the GSUs will vest on June 25, 2024; 1/12th of the GSUs will vest on September 25, 2024, and an additional 1/12th of the GSUs will vest quarterly thereafter on the 25th day of the month until the GSUs are fully vested, subject to continued employment on the applicable vesting dates. |
Transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by The Arete Trust on May 29, 2024.