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Signature
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/s/ Jessica Olich as attorney-in-fact for Mark Pearson
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Stock symbol
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EQH
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Transactions as of
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Aug 29, 2024
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Transactions value $
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-$839,172
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Form type
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4
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Date filed
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8/30/2024, 04:30 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
EQH |
Common Stock |
Options Exercise |
$427K |
+20K |
+2.9% |
$21.34 |
709K |
Aug 29, 2024 |
Direct |
F1, F2 |
transaction |
EQH |
Common Stock |
Sale |
-$844K |
-20K |
-2.82% |
$42.20 |
689K |
Aug 29, 2024 |
Direct |
F1, F2, F3 |
transaction |
EQH |
Common Stock |
Sale |
-$422K |
-10K |
-1.45% |
$42.20 |
679K |
Aug 29, 2024 |
Direct |
F1, F2, F4 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
EQH |
Employee Stock Option (right to buy) |
Options Exercise |
$0 |
-20K |
-3.53% |
$0.00 |
546K |
Aug 29, 2024 |
Common Stock |
20K |
$21.34 |
Direct |
F1, F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: