Thomist Capital Management, Lp - Aug 14, 2024 Form 3 Insider Report for PEABODY ENERGY CORP (BTU)

Role
10%+ Owner
Signature
THOMIST CAPITAL MANAGEMENT, LP, By: Thomist Capital, LLC, its general partner, By: /s/ Brian Kuzma, Title: Managing Member
Stock symbol
BTU
Transactions as of
Aug 14, 2024
Transactions value $
$0
Form type
3
Date filed
8/26/2024, 08:18 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BTU Common Stock, par value $0.01 per share 3.21M Aug 14, 2024 See Footnotes F1, F2, F3
holding BTU Common Stock, par value $0.01 per share 1.57M Aug 14, 2024 See Footnotes F1, F2, F4
holding BTU Common Stock, par value $0.01 per share 784K Aug 14, 2024 See Footnotes F1, F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BTU Call Option (Right to Buy) Aug 14, 2024 Common Stock 760K $30.00 See Footnotes F1, F2, F3
holding BTU Call Option (Right to Buy) Aug 14, 2024 Common Stock 160K $30.00 See Footnotes F1, F2, F4
holding BTU Call Option (Right to Buy) Aug 14, 2024 Common Stock 80K $30.00 See Footnotes F1, F2, F5
holding BTU Call Option (Right to Buy) Aug 14, 2024 Common Stock 380K $25.00 See Footnotes F1, F2, F3
holding BTU Call Option (Right to Buy) Aug 14, 2024 Common Stock 80K $25.00 See Footnotes F1, F2, F4
holding BTU Call Option (Right to Buy) Aug 14, 2024 Common Stock 40K $25.00 See Footnotes F1, F2, F5
holding BTU Put Option (Obligation to Buy) Aug 14, 2024 Common Stock 51.9K $23.00 See Footnotes F1, F2, F4
holding BTU Put Option (Obligation to Buy) Aug 14, 2024 Common Stock 26K $23.00 See Footnotes F1, F2, F5
holding BTU Put Option (Right to Sell) Aug 14, 2024 Common Stock 25K $22.00 See Footnotes F1, F2, F3
holding BTU Put Option (Right to Sell) Aug 14, 2024 Common Stock 16.7K $22.00 See Footnotes F1, F2, F4
holding BTU Put Option (Right to Sell) Aug 14, 2024 Common Stock 8.3K $22.00 See Footnotes F1, F2, F5
holding BTU Call Option (Right to Buy) Aug 14, 2024 Common Stock 3.5M $27.00 See Footnotes F1, F2, F3
holding BTU Call Option (Right to Buy) Aug 14, 2024 Common Stock 2.33M $27.00 See Footnotes F1, F2, F4
holding BTU Call Option (Right to Buy) Aug 14, 2024 Common Stock 1.17M $27.00 See Footnotes F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 3 is being filed by (a) Thomist Capital Management, LP (the "Manager"), (b) Thomist Capital, LLC (the "GP"), (c) The Thomist Fund, LP (the "Fund"), and (d) Brian Kuzma ("Mr. Kuzma", and collectively with the Manager, the GP and the Fund, the "Reporting Persons"). The Manager, as the investment manager of the Fund and two third-party accounts ("Managed Account 1" and "Managed Account 2") over which the Manager has voting and investment discretion. Mr. Kuzma is the managing member of the GP, which is the general partner of the Manager and the Fund.
F2 The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, and each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.
F3 The securities reported are held by the Fund. The GP and Mr. Kuzma may be deemed to have a pecuniary interest in the securities held by the Fund due to an indirect profits allocation to the GP and Mr. Kuzma's interest in the Fund.
F4 The securities reported are held by Managed Account 1. The Reporting Persons other than the Fund may be deemed to have a pecuniary interest in the securities held by Managed Account 1 due to a performance-related fee.
F5 The securities reported are held by Managed Account 2. The Reporting Persons other than the Fund may be deemed to have a pecuniary interest in the securities held by Managed Account 2 due to a performance-related fee.