Key facts
- This page summarizes James Ison's Form 4 filing for ONE STOP SYSTEMS, INC. (OSS).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 21 Aug 2024, 21:03.
James Ison - 20 Aug 2024 Form 4 Insider Report for ONE STOP SYSTEMS, INC. (OSS)
- Reporting relationship
- CPO
- Issuer ticker
- OSS
- Reported as of
- 20 Aug 2024
- Net transaction value
- -$7,065
- SEC form
- 4
- Accepted by SEC
- 21 Aug 2024, 21:03:22 UTC
- Prior SEC filing
- 03 Jul 2024
- Next SEC filing
- 25 Sep 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ James Ison
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
James Ison filed Form 4 for ONE STOP SYSTEMS, INC. (OSS) on 21 Aug 2024.
Change
- Previous filing in this sequence was filed on 03 Jul 2024.
- Current net transaction value: -$7,065.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
OSS
transaction
Common Stock
Tax liability
- Transaction value
- $7,065
- Shares
- -3,271
- Change %
- -2.9%
- Price
- $2.16
- Shares after
- 110,363
- Date
- 20 Aug 2024
- Ownership
- Direct
- Footnotes
- F1, F2
OSS
transaction
Common Stock
Gift
- Transaction value
- $0
- Shares
- -6,062
- Change %
- -5.5%
- Price
- $0.000000
- Shares after
- 104,301
- Date
- 20 Aug 2024
- Ownership
- Direct
- Footnotes
- F2, F3
OSS
transaction
Common Stock
Gift
- Transaction value
- $0
- Shares
- +6,062
- Change %
- +3.2%
- Price
- $0.000000
- Shares after
- 198,414
- Date
- 20 Aug 2024
- Ownership
- By Trust
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The Reporting Person forfeited 3,271 shares of common stock upon conversion of 9,333 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the Issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on February 7, 2022.
Footnote F2
Includes 104,301 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
Footnote F3
On August 20, 2024, the Reporting Person transferred 6,062 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.
Footnote F4
These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust.