Bradley Allen Kreger - Aug 15, 2024 Form 4 Insider Report for Velo3D, Inc. (VLD)

Signature
/s/ Christian Vargas as attorney-in-fact for Bradley Allen Kreger
Stock symbol
VLD
Transactions as of
Aug 15, 2024
Transactions value $
-$888
Form type
4
Date filed
8/20/2024, 07:44 PM
Previous filing
Aug 20, 2024
Next filing
Sep 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VLD Common Stock Options Exercise +835 +11.23% 8.27K Aug 15, 2024 Direct F1
transaction VLD Common Stock Sale -$458 -366 -4.42% $1.25 7.91K Aug 16, 2024 Direct F2
transaction VLD Common Stock Options Exercise +899 +11.37% 8.81K Aug 18, 2024 Direct F1
transaction VLD Common Stock Sale -$430 -347 -3.94% $1.24 8.46K Aug 20, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VLD Restricted Stock Units Options Exercise $0 -835 -9.1% $0.00 8.34K Aug 15, 2024 Common Stock 835 Direct F1, F3
transaction VLD Restricted Stock Units Options Exercise $0 -899 -20.02% $0.00 3.59K Aug 18, 2024 Common Stock 899 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
F2 The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units.
F3 The RSUs vests as to 1/4th of the total grant on February 15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.
F4 The RSUs vest in 12 equal monthly installments over one year, beginning January 18, 2024, subject to the continuing service of the Reporting Person on each vesting date.