Joseph M. Manko Jr. - Aug 13, 2024 Form 4 Insider Report for ONE STOP SYSTEMS, INC. (OSS)

Role
Director
Signature
/s/ Joseph M. Manko Jr.
Stock symbol
OSS
Transactions as of
Aug 13, 2024
Transactions value $
$146,750
Form type
4
Date filed
8/15/2024, 07:44 PM
Previous filing
Jul 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSS Common Stock Purchase $97K +50K +4.55% $1.94 1.15M Aug 13, 2024 Horton Capital Partners Fund, LP F1
transaction OSS Common Stock Purchase $49.8K +25K +2.17% $1.99 1.17M Aug 14, 2024 Horton Capital Partners Fund, LP F1
holding OSS Common Stock 21K Aug 13, 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the shares held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F2 Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.