Carl J. Rickertsen - Aug 13, 2024 Form 4 Insider Report for MICROSTRATEGY Inc (MSTR)

Role
Director
Signature
/s/ Joseph Phillips, Attorney-in-Fact
Stock symbol
MSTR
Transactions as of
Aug 13, 2024
Transactions value $
-$5,311,820
Form type
4
Date filed
8/15/2024, 04:36 PM
Previous filing
Jun 4, 2024
Next filing
Nov 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MSTR Class A Common Stock Options Exercise $156K +12.5K +251.51% $12.45* 17.5K Aug 13, 2024 Direct F1
transaction MSTR Class A Common Stock Options Exercise $588K +12.5K +71.55% $47.00* 30K Aug 13, 2024 Direct
transaction MSTR Class A Common Stock Options Exercise $331K +12.5K +41.71% $26.47* 42.5K Aug 13, 2024 Direct
transaction MSTR Class A Common Stock Options Exercise $230K +7.61K +17.92% $30.16* 50.1K Aug 13, 2024 Direct
transaction MSTR Class A Common Stock Sale -$2.59M -19.7K -39.37% $131.48* 30.4K Aug 13, 2024 Direct F2
transaction MSTR Class A Common Stock Sale -$2.74M -20.7K -68.01% $132.55* 9.72K Aug 13, 2024 Direct F3
transaction MSTR Class A Common Stock Sale -$632K -4.75K -48.84% $133.22* 4.97K Aug 13, 2024 Direct F4
transaction MSTR Class A Common Stock Sale -$606K -4.61K -92.7% $131.53* 363 Aug 13, 2024 Direct F5
transaction MSTR Class A Common Stock Sale -$48K -363 -100% $132.13* 0 Aug 13, 2024 Direct F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MSTR Director Stock Option (Right to buy) Options Exercise $0 -12.5K -100% $0.00* 0 Aug 13, 2024 Class A Common Stock 12.5K $12.45 Direct F7, F8
transaction MSTR Director Stock Option (Right to buy) Options Exercise $0 -12.5K -50% $0.00 12.5K Aug 13, 2024 Class A Common Stock 12.5K $47.00 Direct F8, F9
transaction MSTR Director Stock Option (Right to buy) Options Exercise $0 -12.5K -33.33% $0.00 25K Aug 13, 2024 Class A Common Stock 12.5K $26.47 Direct F8, F10
transaction MSTR Director Stock Option (Right to buy) Options Exercise $0 -7.61K -100% $0.00* 0 Aug 13, 2024 Class A Common Stock 7.61K $30.16 Direct F8, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On August 7, 2024, the Issuer effected a 10-for-1 forward stock split. See Exhibit A for additional information.
F2 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.04 to $131.96, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F3 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.05 to $133.00, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F4 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.05 to $133.52, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F5 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.09 to $132.06, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F6 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.10 to $132.21, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F7 As a result of the Stock Dividend, effective August 7, 2024, the exercise price of this option decreased from $124.48 per share to $12.448 per share and the number of shares underlying this option increased from 1,250 shares to 12,500 shares. The 12,500 shares exercised on August 13, 2024 pursuant to this option vested on May 31, 2024.
F8 See Exhibit A.
F9 As a result of the Stock Dividend, effective August 7, 2024, the exercise price of this option decreased from $470.00 per share to $47.00 per share and the number of shares underlying this option increased from 2,500 shares to 25,000 shares. The 12,500 shares exercised on August 13, 2024 pursuant to this option vested on May 31, 2024. The remaining 12,500 shares are scheduled to vest on May 31, 2025.
F10 As a result of the Stock Dividend, effective August 7, 2024, the exercise price of this option decreased from $264.69 per share to $26.469 per share and the number of shares underlying this option increased from 3,750 shares to 37,500 shares. The 12,500 shares exercised on August 13, 2024 pursuant to this option vested on May 31, 2024. Of the 25,000 shares subject to this option, 12,500 are scheduled to vest on May 31, 2025 and 12,500 are scheduled to vest on May 31, 2026.
F11 As a result of the Stock Dividend, effective August 7, 2024, the exercise price of this option decreased from $301.63 per share to $30.163 per share and the number of shares underlying this option increased from 761 shares to 7,610 shares. The 7,610 shares exercised on August 13, 2024 pursuant to this option vested on May 31, 2024.