David Steinberg - Aug 9, 2024 Form 4 Insider Report for Zeta Global Holdings Corp. (ZETA)

Signature
ACI Investment Partners, LLC, /s/ David A. Steinberg, Managing Member
Stock symbol
ZETA
Transactions as of
Aug 9, 2024
Transactions value $
$0
Form type
4
Date filed
8/9/2024, 05:00 PM
Previous filing
Jul 3, 2024
Next filing
Oct 11, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZETA Class A Common Stock Gift $0 -223K -10.44% $0.00 1.91M Aug 9, 2024 By ACI Investment Partners, LLC F1, F2
transaction ZETA Class A Common Stock Gift $0 -59.4K -3.11% $0.00 1.85M Aug 9, 2024 By ACI Investment Partners, LLC F2, F3
transaction ZETA Class A Common Stock Gift $0 +59.4K +56.24% $0.00 165K Aug 9, 2024 By Spouse F3
transaction ZETA Class A Common Stock Gift $0 -85.8K -52% $0.00 79.2K Aug 9, 2024 By Spouse F1
holding ZETA Class A Common Stock 11.6K Aug 9, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZETA Class B Common Stock Gift $0 -1.7M -7.95% $0.00 19.7M Aug 9, 2024 Class A Common Stock 1.7M By ACI Investment Partners, LLC F1, F2, F4
transaction ZETA Class B Common Stock Gift $0 -512K -10.12% $0.00 4.55M Aug 9, 2024 Class A Common Stock 512K By IAC Investment Company IX, LLC F1, F4, F5
transaction ZETA Class B Common Stock Gift $0 -37.5K -27.79% $0.00 97.4K Aug 9, 2024 Class A Common Stock 37.5K By CAIVIS Acquisition Corp. II F1, F4, F6
transaction ZETA Class B Common Stock Gift $0 -7.76K -1.67% $0.00 457K Aug 9, 2024 Class A Common Stock 7.76K By Family Trusts F1, F4, F7
holding ZETA Class B Common Stock 47.7K Aug 9, 2024 Class A Common Stock 47.7K By Spouse F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes and will also be used to satisfy any tax withholding obligations arising from the vesting of certain restricted stock awards.
F2 Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any.
F3 Represents a transfer to Mr. Steinberg's spouse.
F4 The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.
F5 Securities held directly by IAC Investment Company IX, LLC ("IAC"). Mr. Steinberg is the managing member of IAC. Mr. Steinberg disclaims beneficial ownership of the shares held directly by IAC except to the extent of his pecuniary interest therein, if any.
F6 Securities held direcly by CAIVIS, which is a wholly owned subsidiary of CAIVIS Investment Company V, LLC, of which Mr. Steinberg is the majority shareholder.
F7 Mr. Steinberg is co-trustee of each family trust and as a result may be deemed to share beneficial ownership of the securities held of record by each trust to the extent of his pecuniary interest therein, if any.