Timothy C. Chu - Jul 31, 2024 Form 3 Insider Report for HARMONIC INC (HLIT)

Role: General Counsel & SVP, HR
Signature: Wendi Ninh, Attorney-in-Fact
Stock symbol: HLIT
Transactions as of: Jul 31, 2024
Transactions value $: $0
Form type: 3
Date filed: 8/9/2024, 04:38 PM
Next filing: Aug 19, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HLIT	Common Stock						59.1K	Jul 31, 2024	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	HLIT	Restricted Stock Units							Jul 31, 2024	Common Stock	81.6K	$0.00	Direct	F1, F2
holding	HLIT	Restricted Stock Units							Jul 31, 2024	Common Stock	62.7K	$0.00	Direct	F1, F3
holding	HLIT	Restricted Stock Units							Jul 31, 2024	Common Stock	72.6K	$0.00	Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
F2	Thirty three percent of the Shares subject to the Restricted Stock Unit (RSU) Grant vested on February 15, 2023, and equal quarterly increments of the Shares subject to the RSU are scheduled to vest quarterly thereafter, until 100% vested as of February 15, 2025.
F3	Thirty three percent of the Shares subject to the Restricted Stock Unit (RSU) Grant vested on February 15, 2024, and equal quarterly increments of the Shares subject to the RSU are scheduled to vest quarterly thereafter, until 100% vested as of February 15, 2026.
F4	Thirty three percent of the Shares subject to the Restricted Stock Unit (RSU) Grant are scheduled to vest on February 15, 2025, and equal increments of the Shares subject to the RSU are scheduled to vest quarterly thereafter, so as to be 100% vested on February 15, 2027.