Argus Seller, LP - Jul 29, 2024 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role
10%+ Owner
Signature
/s/ Holden Spaht, Vice President and Assistant Treasurer of Argus Seller, LP
Stock symbol
NDAQ
Transactions as of
Jul 29, 2024
Transactions value $
-$2,764,295,688
Form type
4
Date filed
7/30/2024, 05:51 PM
Previous filing
Nov 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDAQ Common Stock, par value $0.01 per share Sale -$2.76B -42.8M -50% $64.58 42.8M Jul 29, 2024 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Argus Seller, LP is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 On July 29, 2024, the Reporting Persons sold an aggregate of 42,804,207 shares of the Issuer's Common Stock, par value $0.01 per share, in an underwritten public offering pursuant to the Issuer's Registration Statement on Form S-3 (File No. 333-279011).
F2 Consists of 42,804,207 shares held directly by Argus Seller, LP ("Argus Seller").
F3 Thoma Bravo UGP, LLC ("Thoma Bravo UGP") is the ultimate general partner of certain investment funds affiliated with Thoma Bravo UGP (the "Thoma Bravo Funds"), and the Thoma Bravo Funds and certain unaffiliated investors are limited partners of Argus Seller. By virtue of the relationships described in this footnote, Thoma Bravo UGP may be deemed to beneficially own shares of Common Stock directly owned by Argus Seller. The Thoma Bravo Funds and Thoma Bravo UGP disclaim beneficial ownership of the shares of Common Stock directly owned by Argus Seller except to the extent of their pecuniary interest therein.