Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ALTG | Put options (obligation to buy) | Expiration of short derivative position | $0 | -3.45K | -100% | $0.00* | 0 | Jul 19, 2024 | Common Stock | 345K | $10.00 | Direct | F1, F2, F3 |
Id | Content |
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F1 | The original Form 4, filed on July 23, 2024, is being amended by this Form 4 amendment solely to add the expiration of 3,450 put options that occurred on July 19, 2024. |
F2 | Each put option became exercisable on the date purchased, which dates range from 3/5/2024 to 5/10/2024. |
F3 | The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |