Mill Road Capital III, L.P. - Jul 19, 2024 Form 4/A Insider Report for ALTA EQUIPMENT GROUP INC. (ALTG)

Role
10%+ Owner
Signature
/s/ Deven Petito, Management Committee Director of sole general partner on behalf of Mill Road Capital III, L.P.
Stock symbol
ALTG
Transactions as of
Jul 19, 2024
Transactions value $
$0
Form type
4/A
Date filed
7/26/2024, 04:28 PM
Date Of Original Report
Jul 23, 2024
Previous filing
Jul 12, 2024
Next filing
Jul 26, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALTG Put options (obligation to buy) Expiration of short derivative position $0 -3.45K -100% $0.00* 0 Jul 19, 2024 Common Stock 345K $10.00 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The original Form 4, filed on July 23, 2024, is being amended by this Form 4 amendment solely to add the expiration of 3,450 put options that occurred on July 19, 2024.
F2 Each put option became exercisable on the date purchased, which dates range from 3/5/2024 to 5/10/2024.
F3 The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.