Mill Road Capital III, L.P. - 19 Jul 2024 Form 4 Insider Report for ALTA EQUIPMENT GROUP INC. (ALTG)

Role: 10%+ Owner
Signature: /s/ Deven Petito, Management Committee Director of sole general partner on behalf of Mill Road Capital III, L.P.
Issuer symbol: ALTG
Transactions as of: 19 Jul 2024
Net transactions value: -$47,966
Form type: 4
Filing time: 23 Jul 2024, 16:51:23 UTC
Previous filing: 12 Jul 2024
Next filing: 26 Jul 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	ALTG	Common Stock, $0.0001 par value						3,894,008	19 Jul 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ALTG	Put options (obligation to buy)	Sale	$21,600	-95	-50%	$227.37^*	95	19 Jul 2024	Common Stock	9,500	$12.50	Direct	F1
transaction	ALTG	Put options (obligation to buy)	Sale	$4,573	-65	-50%	$70.35^*	65	19 Jul 2024	Common Stock	6,500	$10.00	Direct	F1
transaction	ALTG	Put options (obligation to buy)	Sale	$2,330	-30	-50%	$77.67^*	30	19 Jul 2024	Common Stock	3,000	$10.00	Direct	F1
transaction	ALTG	Put options (obligation to buy)	Sale	$14,358	-65	-29%	$220.89^*	160	22 Jul 2024	Common Stock	6,500	$12.50	Direct	F1
transaction	ALTG	Put options (obligation to buy)	Sale	$5,105	-65	-41%	$78.54^*	95	22 Jul 2024	Common Stock	6,500	$10.00	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

Content

The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.