Craig Clay - Jul 18, 2024 Form 4 Insider Report for Donnelley Financial Solutions, Inc. (DFIN)

Role
President, GCM
Signature
William Zola, pursuant to power of attorney
Stock symbol
DFIN
Transactions as of
Jul 18, 2024
Transactions value $
-$914,139
Form type
4
Date filed
7/22/2024, 04:33 PM
Previous filing
Apr 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DFIN Common Stock Sale -$26.4K -400 -0.27% $66.10 148K Jul 18, 2024 Direct F1, F2
transaction DFIN Common Stock Sale -$10K -152 -0.1% $66.01 148K Jul 19, 2024 Direct F1, F3
transaction DFIN Common Stock Sale -$878K -13.2K -8.93% $66.33 135K Jul 22, 2024 Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2023.
F2 The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $66.01 to $66.15 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F3 The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $66.00 to $66.03 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F4 The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $66.00 to $66.81 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F5 Includes 80,501 shares held directly, 27,730 restricted stock units, and 26,734 earned performance share units with additional service-based vesting.