CHRISTINE E. HAMILTON - 15 Jul 2024 Form 4 Insider Report for SAB Biotherapeutics, Inc. (SABS)

Role
Director
Signature
/s/ Christine E. Hamilton
Issuer symbol
SABS
Transactions as of
15 Jul 2024
Net transactions value
$0
Form type
4
Filing time
17 Jul 2024, 16:30:08 UTC
Previous filing
05 Jun 2024
Next filing
03 Jun 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SABS Stock Option (right to buy) Award $0 +20,000 $0.000000 20,000 15 Jul 2024 Common Stock 20,000 $2.90 Direct F1, F6
transaction SABS Stock Option (right to buy) Award $0 +5,815 $0.000000 5,815 15 Jul 2024 Common Stock 5,815 $5.40 Direct F2, F6
transaction SABS Stock Option (right to buy) Award $0 +4,447 $0.000000 4,447 15 Jul 2024 Common Stock 4,447 $2.90 Direct F3, F6
transaction SABS Stock Option (right to buy) Award $0 +44,202 $0.000000 44,202 15 Jul 2024 Common Stock 44,202 $5.40 By Spouse. F4, F6
transaction SABS Stock Option (right to buy) Award $0 +2,326 $0.000000 2,326 15 Jul 2024 Common Stock 2,326 $2.90 By Spouse. F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the 2024 annual grant to the Reporting Person as a member of the Board of Directors of the Issuer (the "Board"). Shares underlying the option vest in two equal annual installments on July 15, 2025, and 2026.
F2 Represents a one-time grant to the Reporting Person as a member of the Board. Shares underlying the option are fully vested.
F3 Represents a one-time grant to the Reporting Person as a member of the Board. Shares underlying the option vest in three equal annual installments on July 15, 2025, 2026, and 2027.
F4 Represents a one-time grant to the Reporting Person's spouse as an advisor to the Board. Shares underlying the option are fully vested.
F5 Represents a one-time grant to the Reporting Person's spouse as an advisor to the Board. Shares underlying the option vest in three equal annual installments on July 15, 2025, 2026, and 2027.
F6 This award was made pursuant to the Issuer's 2021 Omnibus Equity Incentive Plan, as amended.