Kenneth Potashner - Jul 9, 2024 Form 4 Insider Report for ONE STOP SYSTEMS, INC. (OSS)

Role
Director
Signature
/s/ Kenneth Potashner
Stock symbol
OSS
Transactions as of
Jul 9, 2024
Transactions value $
$18,400
Form type
4
Date filed
7/11/2024, 05:44 PM
Previous filing
Jul 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSS Common Stock Options Exercise $18.4K +40K +11.15% $0.46* 399K Jul 9, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OSS Employee Stock Option (right to buy) Options Exercise $0 -40K -100% $0.00* 0 Jul 9, 2024 Common Stock 40K $0.46 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
F2 The option is fully vested.