ANDREW J. GRETHLEIN - 08 Jul 2024 Form 4 Insider Report for GERON CORP (GERN)

Role
EVP, Chief Operating Officer
Signature
/s/ Scott A. Samuels for Andrew J. Grethlein
Issuer symbol
GERN
Transactions as of
08 Jul 2024
Net transactions value
-$1,913,125
Form type
4
Filing time
10 Jul 2024, 16:05:04 UTC
Previous filing
07 Jun 2024
Next filing
20 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GERN Common Stock Options Exercise $1,159,879 +674,348 $1.72 674,348 08 Jul 2024 Direct
transaction GERN Common Stock Sale $3,073,004 -674,348 -100% $4.56 0 08 Jul 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GERN Stock Option (right to buy) Options Exercise $0 -221,544 -100% $0.000000* 0 08 Jul 2024 Common Stock 221,544 $1.72 Direct F2
transaction GERN Stock Option (right to buy) Options Exercise $0 -452,804 -100% $0.000000* 0 08 Jul 2024 Common Stock 452,804 $1.72 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transacations at price ranging from $4.49 to $4.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the range set forth in this footnote.
F2 Option fully vested.